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ES Consulting – Financial Services Consulting

Financial services regulation continues to present major compliance challenges and business opportunities. Regulators have become increasingly global in their approach to regulation and this, combined with a focus on ethics and ‘doing the right thing’, means the task of meeting regulatory expectations is increasingly complex. To flourish in this environment you need to challenge traditional ways of engaging with your customers, be agile and work with partners who will take the time to understand your business, culture and operations wherever they take place in the world. That’s where we come in.

Eversheds Sutherland’s Financial Services Regulatory Compliance team includes experienced industry consultants with significant front line experience across a range of business models. The team works seamlessly with our leading financial services lawyers offering you a multi-disciplinary and global service across asset and wealth management, retail and wholesale banking, insurance, consumer finance, corporate finance intermediation and broking and private equity.

One of a small number of firms which have been appointed to the FCA and PRA’s Skilled Person panel, we have been involved in investigations and s166 Skilled Person Reviews in relation to governance and controls, PPI, LIBOR, clients assets, COBS, financial crime, mis-selling, reviews of compliance functions and governance and culture.

Review services
Review services
Governance and risk
Governance and risk
products and financial promotions
Products and financial
promotions
Operating models
Operating models
Due diligence
Due diligence
Past business reviews
Past business reviews
Senior management responsibilities
Senior management
responsibilities
Fraud and financial crime
Financial crime
Regulatory change
Regulatory change

Contact us

David Saunders, Partner

Ian Stott, Managing Director

SMR Hub