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Retail & Business FS vodcast series: Employment top tips – Regulatory References regime

  • United Kingdom
  • Employment law
  • Financial institutions
  • Financial institutions - Retail finance



The regulatory references regime has thrown up many practical problems for financial services firms since it came into force on 7 March 2017. In this vodcast we talk about the obligations on firms to seek and provide regulatory references, the type of information that must be provided and our experience of what impact a negative reference is having in employment tribunal litigation.