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Podcast: Discussing the FCA's regulatory hosting consultation with IQ-EQ

  • United Kingdom
  • ESG
  • Financial services and markets regulation
  • The future of funds - Private Funds

06-12-2022

In this podcast mini-series with IQ-EQ, Partners Ronald Paterson and Stefanie Sahla-Jones are joined by IQ-EQ’s Chair of Regulatory and Compliance, Andrew Shrimpton to share their thoughts on the UK Financial Conduct Authority's (FCA) regulatory hosting consultation.

Episode 2

With the implementation deadline looming, they discuss:

  • highlights from August's policy statement
  • the implications for AIFs and AIFMs
  • industry response to the enhanced AR rules
  • the implications of the the FCA's regulatory sandbox and the AR regime for start-ups
  • the impact of Consumer Duty rules

Information correct as at 6 December 2022.


Episode 1

Discussion points include:

  • the key proposals in the FCA's regulatory hosting consultation
  • the benefits of regulatory hosting
  • what appointed representatives need to do to comply with the FCA’s minimum expectations

Information correct as at 25 July 2022.


How can Eversheds Sutherland help?

Eversheds Sutherland is widely recognised as one of the leading advisers to the asset management and investment funds industry, with one of the leading fund, asset management and regulatory teams.

If you would like guidance on the FCA's new rules around regulatory hosting, please get in touch with your usual Eversheds Sutherland contact or contacts below.

IQ-EQ

IQ-EQ helps global investors focus on investing and preserving capital in a sustainable and compliant manner. To find out more about IQ-EQ's personalised investor services and ESG activities, please contact Andrew Shrimpton or visit their website.