Global menu

Our global pages

Print Friendly and PDF
Default New Image

Governance, Culture and Individual Accountability

Regulator sensitivity to culture and conduct continues to increase and is driving significant change in the way financial services companies self-govern and respond to external challenge. In recent years the connection between an organisations business model, their strategy, and its culture and governance has been illuminated like never before. We are helping clients understand, in a commercial and pre-emptive way, how strategic choices will impact behavioural risk in their operation. 

Top three things on the horizon

1. Analysis on SEC enforcement action against chief compliance officer -  Read here.

2. Our Consumer Duty podcast series - Listen to our new podcast series, looking at the next steps firms need to take in order to meet this new higher standard ahead of the end of the implementation period – Listen here.

3. Analysis on SEC enforcement action against chief compliance officer - Read here.

View previous articles 

Governance Banner
Governance Banner