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Forthcoming events and seminars

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Digital Financial Services and Fintech - RegTech seminar - London

Who should attend

In house legal and compliance professionals at financial institutions and related fintech providers with a responsibility for digital projects and/ or investments and the associated regulatory requirements.

Synopsis

We are hosting our next quarterly Digital Financial Services and Fintech seminar on Wednesday 24 April 2019 alongside co-Chair SEI. The seminar will cover legal and regulatory issues and we will be joined by keynote speakers from compliance consultancy firms SteelEye, UnaVista-LSEG and Tourmaline as well as our co-Chair SEI. For each element we will have bite-sized presentations on the applicable rules and regulations followed by sessions on how technology can assist with fulfilling compliance obligations.

 

08:30

Registration, network and light breakfast

09:00

Co-Chairs' introduction
Mike Booth, Regulatory Director - Eversheds Sutherland
Ahsan Mallick, General Counsel - SEI

Market Abuse
Helen Bevis - Director, Financial Markets Compliance, SteelEye 
Andrew Henderson, Partner - Eversheds Sutherland

Best Execution
Andrew Walton, Head of European Business - Tourmaline
Matt Smith, Chief Executive Officer - SteelEye
Mike Booth, Regulatory Director - Eversheds Sutherland

Securities Financing Transactions Regulation
Tom Wieczorek, Managing Director, Global Product Management - UnaVista-LSEG 
Paul Denham, Senior Associate - Eversheds Sutherland

Q&A

 11:00

Networking

Annual training course brochure

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