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Compliance and financial services

We provide comprehensive regulatory advice for the financial sector. We advise Polish and foreign banks, investment firms, venture capital and private equity funds, brokerages and insurance companies. 

Ensuring that the actions of the organization are consistent with local and international legal requirements and regulatory guidelines
Audit of existing structures, processes and regulations—identifying irregularities and instances of potential non-compliance with applicable legal requirements, norms and standards 
Defining existing and potential risks in the context of the company’s business goals 
Supporting the client in contacts with regulators 
Conducting due diligence for investments (regulatory and compliance) 
Assistance in building compliance structures
Advice on implementation of compliance systems, with attention to their compatibility with other processes in the organization in order to minimize negative impacts on relations with customers and suppliers 
Support in disputed matters 
Advice on creation of procedures to prevent money laundering
Advice when launching IT systems
Developing and conducting training tailored to the needs of each organization 
Multidisciplinary support across all areas connected with compliance measures
  • Ensuring that the actions of the organization are consistent with local and international legal requirements and regulatory guidelines
  • Audit of existing structures, processes and regulations—identifying irregularities and instances of potential non-compliance with applicable legal requirements, norms and standards 
  • Defining existing and potential risks in the context of the company’s business goals 
  • Supporting the client in contacts with regulators 
  • Conducting due diligence for investments (regulatory and compliance) 
  • Assistance in building compliance structures
  • Advice on implementation of compliance systems, with attention to their compatibility with other processes in the organization in order to minimize negative impacts on relations with customers and suppliers 
  • Support in disputed matters 
  • Advice on creation of procedures to prevent money laundering
  • Advice when launching IT systems
  • Developing and conducting training tailored to the needs of each organization 
  • Multidisciplinary support across all areas connected with compliance measures

 

Grzegorz Kott

  • Of Counsel
  • +48 22 50 50 756
  • E-mail
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