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Capital Markets

We work on all types of capital market transactions. Our clients are securities issuers, companies interested in conducting an IPO, investors, investment funds, alternative investment fund companies, banks, brokerages, and financial institutions operating on regulated markets.
We also advise management e.g. on incentive schemes based on financial instruments.
As part of the global brand Eversheds Sutherland, with 63 offices in over 30 countries around the world—including jurisdictions with dynamically growing financial markets—we can support our clients with their investments wherever they do business, including the United States and the leading capital markets of Europe and Asia. 
Services
· Advice on trading in securities, derivatives, futures and other financial products 
· Advice on public offerings of shares and debt instruments and drafting of prospectuses and informational memoranda
· Representation of clients in connection with issues on the main market of the Warsaw Stock Exchange as well NewConnect and the Catalyst bond market 
· Corporate services for public companies, including advice on compliance with reporting obligations and MiFID and MAR requirements
· Advice on mergers and acquisitions of public companies 
· Advice for investors on purchase and sale of significant stakes of shares 
· Assistance in compliance with Best Practice for WSE-Listed Companies
· Legal support for brokerages—regulatory issues, licenses for brokerage activity, outsourcing
· Advice on establishment and operation of investment fund companies and investment funds
· Restructuring of investment and pension funds, mergers and acquisitions 
· Representation of issuers, investors and other entities in proceedings before the Polish Financial Supervision Authority 
· Representation in capital market disputes
· Securitization of assets
· Negotiation and drafting of investment agreements for raising financing
· Legal analysis of entities operating on the financial markets 
· Issues of distribution of units in UCiTS funds on the Polish market
· Employee share schemes—development of management share option programs and other incentive schemes using financial instruments

We work on all types of capital market transactions. Our clients are securities issuers, companies interested in conducting an IPO, investors, investment funds, alternative investment fund companies, banks, brokerages, and financial institutions operating on regulated markets.

We also advise management e.g. on incentive schemes based on financial instruments.

As part of the global brand Eversheds Sutherland, with 66 offices in over 32 countries around the world—including jurisdictions with dynamically growing financial markets—we can support our clients with their investments wherever they do business, including the United States and the leading capital markets of Europe and Asia. 

Our services

  • Advice on trading in securities, derivatives, futures and other financial products 
  • Advice on public offerings of shares and debt instruments and drafting of prospectuses and informational memoranda
  • Representation of clients in connection with issues on the main market of the Warsaw Stock Exchange as well NewConnect and the Catalyst bond market 
  • Corporate services for public companies, including advice on compliance with reporting obligations and MiFID and MAR requirements
  • Advice on mergers and acquisitions of public companies 
  • Advice for investors on purchase and sale of significant stakes of shares 
  • Assistance in compliance with Best Practice for WSE-Listed Companies
  • Legal support for brokerages—regulatory issues, licenses for brokerage activity, outsourcing
  • Advice on establishment and operation of investment fund companies and investment funds
  • Restructuring of investment and pension funds, mergers and acquisitions 
  • Representation of issuers, investors and other entities in proceedings before the Polish Financial Supervision Authority 
  • Representation in capital market disputes
  • Securitization of assets
  • Negotiation and drafting of investment agreements for raising financing
  • Legal analysis of entities operating on the financial markets 
  • Issues of distribution of units in UCiTS funds on the Polish market
  • Employee share schemes—development of management share option programs and other incentive schemes using financial instruments