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Bank Regulatory / Asset Management

Our Bank Regulatory/Asset Management group mixes tax, corporate and capital market law experience to provide you with a one-stop shop that is efficient and effective.

Growing regulation and supervision of capital markets and financial intermediaries means regulatory law is high on the agenda of many: banks, investment fund companies and even companies dealing with extraordinary transactions and regulatory questions.

Our clients include many well-known international capital market firms who we advise on creating investment products that are in line with supervision law and accepted by the relevant authorities.

Our supervision law work for German and foreign financial intermediaries includes:

  • M&A transactions (including investment law and banking supervision)
  • licence proceedings
  • questions previous to licence obligations
  • compliance matters.

We assist investment fund companies in the authorisation of funds, as well as in structuring closed and open funds.

Contact us

Dr. Alexander Honrath, Partner