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Legal and regulatory advice for the asset management and funds sector

Our award-winning asset management and funds group focuses on financial services regulation, covering the full spectrum of investment funds, and the regulation of their operators, investment managers, custodians and other third party providers. We help clients to capitalise on opportunities arising from fast-growing international markets, develop innovative new products, and ensure regulatory compliance (including tax).

Our legal and regulatory advisers work with consultants from the ES Consulting division to deliver traditional legal advice combined with business process consultancy.

We work closely with the industry and are recognised as being at the centre of new developments - liaising with regulators and industry bodies, including the FCA, HMRC and the IA. Our team was recognised for Innovation in Legal Expertise at the prestigious FT Innovative Lawyers Awards. The award recognised work carried out by Pamela Thompson and Camilla Spielman in developing for the first time an authorised tax-transparent fund structure in the UK.