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Areas of experience
Our multi-disciplinary international team includes former regulators and compliance lawyers. Contact any of the lawyers on this page for more information.
Global banking and markets
- Trading and derivatives/EMIR
- Global wealth management and suitability issues
- LIBOR and other benchmark/pricing submission issues
- Market abuse and financial crime
Funds and asset management
- AIFMD
- EMIR
- UCITS V
- Client assets and governance
- Supporting the Treasury and HMRC on PAIFs and AREF issues
- Rogue trader/back office investigations
Retail finance and payment services
- Consumer Credit Act/Directive
- Supporting firms moving from OFT to FCA regulation
- Payment Services Directive II
- PPI and other mis-selling and remediation schemes
Insurers and brokers
- Product design, governance and distribution
- Sales incentives
- Complaints handling
- Solvency II
Contact us
David Saunders, Partner (Wholesale)
- Head of Client Development, Konexo
- +44 20 7919 4685
- E-mail David Saunders
Gregory Brandman, Partner (Retail)
- +44 207 919 0757
- E-mail Gregory Brandman
Claire Carroll, Partner (Compliance)
- +44 20 7919 0724
- E-mail Claire Carroll