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Areas of experience

Our multi-disciplinary international team includes former regulators and compliance lawyers. Contact any of the lawyers on this page for more information.

Global banking and markets

  • Trading and derivatives/EMIR 
  • Global wealth management and suitability issues 
  • LIBOR and other benchmark/pricing submission issues 
  • Market abuse and financial crime

Funds and asset management

  • AIFMD 
  • EMIR 
  • UCITS V 
  • Client assets and governance 
  • Supporting the Treasury and HMRC on PAIFs and AREF issues 
  • Rogue trader/back office investigations

Retail finance and payment services

  • Consumer Credit Act/Directive 
  • Supporting firms moving from OFT to FCA regulation 
  • Payment Services Directive II 
  • PPI and other mis-selling and remediation schemes

Insurers and brokers

  • Product design, governance and distribution 
  • Sales incentives 
  • Complaints handling 
  • Solvency II